Chung Hua Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung Hua Tan, a licensed former licensee with CE reference AWT874. This person has 0.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-04-12 | 2011-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-12 | 2011-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-04-12 | 2011-06-01 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2011-04-12 | 2011-06-01 |