Kon Chao Kwek

郭公超
CE No. AWQ621 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kon Chao Kwek (郭公超), a licensed former licensee with CE reference AWQ621. This person has 2.2 years of SFC licence history. Total licence records on file: 3.

Licence history

FirmRoleRegulated activityFromTo
Tiro Capital Limited Rep Type 6 - Advising on corporate finance 2014-09-30 2014-11-29
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 6 - Advising on corporate finance 2011-02-15 2013-01-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 - Dealing in securities 2011-01-18 2013-01-15

Worked alongside

The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Kon Chao Kwek during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Marco Arosti Tiro Capital Limited 2014
Jonathan Scott Mandel Tiro Capital Limited 2014
Xi Wang Tiro Capital Limited 2014

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