Shi Chen
陳實
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shi Chen (陳實), a licensed former licensee with CE reference AWQ302. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2011-04-15 | 2015-04-03 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | 2011-03-11 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-01-14 | 2011-03-11 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Shi Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.