Juan Xu
許娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Xu (許娟), a licensed former licensee with CE reference AWP286. This person has 10.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBIA (HK) Limited | RO | Type 1 - Dealing in securities | 2021-05-05 | 2023-05-22 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2011-01-14 | 2019-11-02 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2011-01-14 | 2019-11-02 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Juan Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dennis S Chang | SBIA (HK) Limited | 2021–2023 |
| Shu Chen | SBIA (HK) Limited | 2021–2023 |