Tan Wong
黃丹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Wong (黃丹), a licensed former licensee with CE reference AWN322. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-27 | 2024-01-05 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-27 | 2024-01-05 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-11-07 | 2012-10-27 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-07 | 2011-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tan Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.