Yan Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王妍), a licensed former licensee with CE reference AWM002. This person has 2.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-20 | 2014-06-19 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-20 | 2014-06-19 |
| Vision Finance (Securities) Limited 匯金(證券)有限公司 |
Rep | Type 9 - Asset management | 2013-08-20 | 2014-06-19 |
| SMART Asset Management Limited | Rep | Type 4 - Advising on securities | 2013-01-10 | 2013-08-08 |
| SMART Asset Management Limited | Rep | Type 9 - Asset management | 2013-01-10 | 2013-08-08 |
| China Gather Wealth Financial Company Limited 中華匯財金融有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-21 | 2012-04-11 |
| CNI Securities Group Limited 中國北方證券集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-15 | 2011-03-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.