Siu Lung Chan
陳小龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lung Chan (陳小龍), a licensed former licensee with CE reference AWL331. This person has 5.9 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-03 | 2016-11-23 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-01-03 | 2016-11-23 |
| Nerico Brothers Limited | Rep | Type 2 - Dealing in futures contracts | 2011-06-21 | 2011-12-19 |
| Nerico Brothers Limited | Rep | Type 1 - Dealing in securities | 2010-12-14 | 2011-12-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wai Hong Cho | Nerico Brothers Limited | 2010–2011 |
| Helen Cheuk Yee Lo | Nerico Brothers Limited | 2010–2011 |
| Lai Yung Chung | Nerico Brothers Limited | 2010–2011 |
| Kin Ling Tsui | Nerico Brothers Limited | 2010–2011 |
| Fu Kin Dodphen Tang | Nerico Brothers Limited | 2010–2011 |
| King Wai Cheng | Nerico Brothers Limited | 2010–2011 |
| Ying Ki Leung | Nerico Brothers Limited | 2010–2011 |
| Ka Ho Lam | Nerico Brothers Limited | 2010–2011 |
| Man Hang Lee | Nerico Brothers Limited | 2010–2011 |
| Chang Qing Zhou | Nerico Brothers Limited | 2010–2011 |
| Muson Shut Shing Cheung | Nerico Brothers Limited | 2011 |
| Wing Hon Mok | Nerico Brothers Limited | 2010–2011 |
| Ester Yuk Kan Lam | Nerico Brothers Limited | 2010–2011 |
| Shuh Po Lee | Nerico Brothers Limited | 2010–2011 |
| Dickson Tat San Lo | Nerico Brothers Limited | 2010–2011 |
| Ka Chung Chan | Nerico Brothers Limited | 2010–2011 |
| Siu Wing Chan | Nerico Brothers Limited | 2010–2011 |
| Siu Hung Chow | Nerico Brothers Limited | 2010–2011 |
| Kwok Wah Choi | Nerico Brothers Limited | 2010–2011 |
| Siu Wai Ho | Nerico Brothers Limited | 2010–2011 |