James Milton Marsh Jr
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Milton Marsh Jr, a licensed former licensee with CE reference AWK209. This person has 1.7 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2011-01-13 | 2012-10-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as James Milton Marsh Jr during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.