Yan Kin Lo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Kin Lo (盧欣鍵), a licensed Representative with CE reference AWJ985. Currently licensed at 1 firm(s): Dimensional Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.6 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dimensional Hong Kong Limited | Rep | Type 4 - Advising on securities | 2026-04-30 | present |
| Dimensional Hong Kong Limited | Rep | Type 9 - Asset management | 2026-04-30 | present |
| Dimensional Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2022-09-01 | present |
| LCA Solutions Limited | Rep | Type 1 - Dealing in securities | 2021-06-23 | 2022-08-08 |
| LCA Solutions Limited | Rep | Type 4 - Advising on securities | 2021-06-23 | 2022-08-08 |
| LCA Solutions Limited | Rep | Type 9 - Asset management | 2021-06-23 | 2022-08-08 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-08-23 | 2017-07-22 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-23 | 2017-07-22 |
| F&C Asset Management Asia Limited | Rep | Type 1 - Dealing in securities | 2010-12-23 | 2013-08-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Kin Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.