David Andrew Birrell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Andrew Birrell, a licensed former licensee with CE reference AWF135. This person has 5.6 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2017-07-27 | 2017-08-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-29 | 2016-10-04 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-11-05 | 2016-05-20 |