Charles A. M. A. de Clermont Tonnerre
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles A. M. A. de Clermont Tonnerre, a licensed former licensee with CE reference AWE737. This person has 0.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-11-24 | 2011-08-23 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-11-24 | 2011-08-23 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | 2010-11-24 | 2011-08-23 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles A. M. A. de Clermont Tonnerre during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Eddy Cheng-Chuan Chan | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Xiaoxiang Cai | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Qun Huang | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Sigismund Sung Chi Kwok | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Kwong Ng | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Young Bum Kwon | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Ju-Ven Kee | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| David Rhee Timblick | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Ming Shan | Lazard Asia (Hong Kong) Limited | 2011 |
| Sik Lun Lo | Lazard Asia (Hong Kong) Limited | 2011 |
| Cyrus Kapadia | Lazard Asia (Hong Kong) Limited | 2010–2011 |
| Peter C Kuo | Lazard Asia (Hong Kong) Limited | 2011 |