Maurice Kai Ming Mak
麥楷明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Kai Ming Mak (麥楷明), a licensed former licensee with CE reference AWC707. This person has 6.9 years of SFC licence history. Total licence records on file: 6.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-10-30 | 2020-12-14 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-12-21 | 2019-04-26 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 - Advising on securities | 2017-10-16 | 2019-04-26 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-08-15 | 2017-10-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 - Asset management | 2013-08-15 | 2019-03-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-10-21 | 2010-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Maurice Kai Ming Mak during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.