Shoji Takikawa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shoji Takikawa, a licensed former licensee with CE reference AVW681. This person has 4.2 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2018-03-16 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-09-15 | 2014-11-20 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-15 | 2014-11-20 |