Thomas Gordon Alley

CE No. AVW005 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Gordon Alley, a licensed former licensee with CE reference AVW005. This person has 2.2 years of SFC licence history. Total licence records on file: 2.

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Licence history

FirmRoleRegulated activityFromTo
Merrill Lynch (Asia Pacific) Limited Rep Type 1 - Dealing in securities 2010-11-10 2013-01-23
Merrill Lynch Far East Limited Rep Type 2 - Dealing in futures contracts 2010-11-10 2013-01-23

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