Ying Dai

戴影
CE No. AVV320 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Dai (戴影), a licensed former licensee with CE reference AVV320. This person has 5.9 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
CC Finance Limited
思齊資本融資有限公司
Rep Type 1 - Dealing in securities 2011-11-03 2016-09-01
CC Finance Limited
思齊資本融資有限公司
Rep Type 4 - Advising on securities 2011-11-03 2016-09-01
CC Finance Limited
思齊資本融資有限公司
Rep Type 6 - Advising on corporate finance 2011-11-03 2016-09-01
CC SIF Advisory Limited Rep Type 4 - Advising on securities 2010-10-15 2016-09-01
CC SIF Advisory Limited Rep Type 6 - Advising on corporate finance 2010-10-15 2016-09-01

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