Nikhil Raina
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nikhil Raina, a licensed former licensee with CE reference AVT528. This person has 1.0 year of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2010-09-06 | 2011-09-06 |