Chang Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chang Liu, a licensed former licensee with CE reference AVT314. This person has 1.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-30 | 2022-10-17 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-09-30 | 2022-10-17 |
| Rockpool Capital Limited 摩石資本有限公司 |
Rep | Type 9 - Asset management | 2022-09-30 | 2022-10-17 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-11 | 2022-04-08 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-11 | 2022-04-08 |
| Cachet Asset Management Limited 臻卓資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-11 | 2022-04-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-06 | 2011-09-02 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-09-06 | 2011-09-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.