Ricci Sook Han Ip
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ricci Sook Han Ip (葉淑嫻), a licensed Responsible Officer with CE reference AVS787. Currently licensed at 1 firm(s): Vestmore Capital Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
RO | Type 4 - Advising on securities | 2012-12-20 | present |
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
RO | Type 9 - Asset management | 2012-12-20 | present |
| Vestmore Capital Management Limited 財阜資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-19 | 2012-12-20 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Ricci Sook Han Ip during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| John Congwei Yuan | Vestmore Capital Management Limited | 2010–present |
| Rennie Leonardo da Silva | Vestmore Capital Management Limited | 2014–2020 |
| Milton Sai-Kit Fong | Vestmore Capital Management Limited | 2010–2013 |