Kai Yu
喻凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu (喻凱), a licensed former licensee with CE reference AVR403. This person has 1.9 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-30 | 2013-12-31 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-04-30 | 2013-12-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-16 | 2011-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-16 | 2011-11-18 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-16 | 2011-11-18 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.