Ningning Yang

楊寧寧
CE No. AVR009 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ningning Yang (楊寧寧), a licensed former licensee with CE reference AVR009. This person has 0.6 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
Southwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司
Rep Type 1 - Dealing in securities 2010-08-09 2011-03-31
Southwest Securities (HK) Futures Limited
西證(香港)期貨有限公司
Rep Type 2 - Dealing in futures contracts 2010-08-09 2011-02-18

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ningning Yang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ho Chuen Wong Southwest Securities (HK) Futures Limited 2010–2011
Man Nga Chui Southwest Securities (HK) Futures Limited 2010–2011
Yu Ming Chan Southwest Securities (HK) Futures Limited 2010–2011
Oi Yee Liu Southwest Securities (HK) Futures Limited 2010–2011
Yiu Chuen Nip Southwest Securities (HK) Futures Limited 2010–2011
Fun Hui Southwest Securities (HK) Futures Limited 2010–2011
To Sing Poon Southwest Securities (HK) Futures Limited 2010–2011
Pui Lam Yue Southwest Securities (HK) Futures Limited 2010–2011
Sing Hing Ng Southwest Securities (HK) Futures Limited 2010–2011
Yi Fung Wong Southwest Securities (HK) Futures Limited 2010–2011
Johnson Shing Tong Southwest Securities (HK) Futures Limited 2010–2011
Wai Kit Lee Southwest Securities (HK) Futures Limited 2010–2011
Chi Keung Chan Southwest Securities (HK) Futures Limited 2010–2011
Siu Yung Leung Southwest Securities (HK) Futures Limited 2010–2011
Chi Hong Li Southwest Securities (HK) Futures Limited 2010–2011
Kwok Kei Chan Southwest Securities (HK) Futures Limited 2010–2011
Kenneth Chun Tak Ng Southwest Securities (HK) Futures Limited 2010–2011
Nga Yin Cham Southwest Securities (HK) Futures Limited 2010–2011
King Fai Cheung Southwest Securities (HK) Futures Limited 2010–2011
Sze Yu Fung Southwest Securities (HK) Futures Limited 2010–2011
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