Joseph Kin Bong Yin
嚴建邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Kin Bong Yin (嚴建邦), a licensed former licensee with CE reference AVO479. This person has 3.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-10 | 2014-04-23 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-10 | 2014-04-23 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-10 | 2014-04-23 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-26 | 2011-09-01 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-26 | 2011-09-01 |
| HKFAEx Group Limited 香港金融資產交易集團有限公司 |
Rep | Type 9 - Asset management | 2010-07-26 | 2011-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Joseph Kin Bong Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.