Yan Wang
王妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Wang (王妍), a licensed former licensee with CE reference AVM924. This person has 8.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-10 | 2018-10-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2017-07-10 | 2018-10-15 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-06-01 | 2017-07-10 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-06-01 | 2017-07-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-15 | 2017-04-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-20 | 2017-04-10 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-20 | 2017-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.