Kai Wing Ray Woo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wing Ray Woo (胡啟榮), a licensed Responsible Officer with CE reference AVM639. Currently licensed at 1 firm(s): OP Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 15.1 years of SFC licence history. Total licence records on file: 10.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 9 - Asset management | 2021-11-30 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-11-19 | present |
| OP Investment Management Limited 東英投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-11-11 | 2021-11-19 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
RO | Type 1 - Dealing in securities | 2020-06-03 | 2021-10-22 |
| Silk Road International Capital Limited 絲路國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-31 | 2020-06-03 |
| Zhonghao International Futures Co., Limited 中豪國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-20 | 2019-12-20 |
| Azure Lion International Securities Company Limited 青獅國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-20 | 2019-12-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
RO | Type 1 - Dealing in securities | 2017-02-13 | 2017-02-20 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-14 | 2017-02-13 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-19 | 2016-06-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wing Ray Woo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.