John Joseph McAuliffe
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Joseph McAuliffe, a licensed former licensee with CE reference AVM431. This person has 0.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-15 | 2010-12-13 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-15 | 2010-12-13 |