Kai Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Tan (譚鍇), a licensed Responsible Officer with CE reference AVJ582. Currently licensed at 1 firm(s): Fides Capital Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.6 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-23 | present |
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 4 - Advising on securities | 2021-04-07 | present |
| Fides Capital Group Limited 暉煜資本集團有限公司 |
RO | Type 9 - Asset management | 2021-04-07 | present |
| HZ CAPITAL LIMITED | RO | Type 4 - Advising on securities | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | RO | Type 5 - Advising on futures contracts | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | RO | Type 9 - Asset management | 2020-05-11 | 2021-03-31 |
| HZ CAPITAL LIMITED | Rep | Type 4 - Advising on securities | 2020-03-19 | 2020-05-11 |
| HZ CAPITAL LIMITED | Rep | Type 5 - Advising on futures contracts | 2020-03-19 | 2020-05-11 |
| HZ CAPITAL LIMITED | Rep | Type 9 - Asset management | 2020-03-06 | 2020-05-11 |
| Alphawise Asset Management Limited 智言資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-01-30 | 2020-02-29 |
| Point72 Hong Kong Limited | Rep | Type 9 - Asset management | 2017-07-13 | 2019-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2016-10-03 | 2017-07-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-29 | 2016-06-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.