Yong Ha Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yong Ha Lee, a licensed former licensee with CE reference AVJ141. This person has 14.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DigitalBridge Management Asia Limited | RO | Type 1 - Dealing in securities | 2020-05-12 | 2025-04-12 |
| DigitalBridge Management Asia Limited | RO | Type 4 - Advising on securities | 2020-05-12 | 2025-04-12 |
| DigitalBridge Management Asia Limited | RO | Type 9 - Asset management | 2020-05-12 | 2022-05-16 |
| DigitalBridge Management Asia Limited | Rep | Type 1 - Dealing in securities | 2015-05-04 | 2020-05-12 |
| DigitalBridge Management Asia Limited | Rep | Type 4 - Advising on securities | 2015-05-04 | 2020-05-12 |
| DigitalBridge Management Asia Limited | Rep | Type 9 - Asset management | 2015-05-04 | 2020-05-12 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-19 | 2015-03-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-12-19 | 2015-03-31 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 9 - Asset management | 2011-12-19 | 2015-03-31 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2010-06-21 | 2011-12-01 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2010-06-21 | 2011-12-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yong Ha Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.