Rita Pani
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rita Pani, a licensed former licensee with CE reference AVI807. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2011-05-17 | 2014-04-11 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2011-05-17 | 2014-04-11 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-21 | 2010-09-15 |