Wing Lam Tse
謝詠琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Lam Tse (謝詠琳), a licensed former licensee with CE reference AVI794. This person has 1.7 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2011-12-12 | 2012-03-05 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-15 | 2012-03-05 |