Daniel Gregory Morgan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Gregory Morgan, a licensed former licensee with CE reference AVH378. This person has 6.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barrenjoey Asia Limited | Rep | Type 4 - Advising on securities | 2026-07-06 | 2026-07-10 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2020-02-03 | 2020-02-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-01-29 | 2018-02-02 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-06-07 | 2016-05-11 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Daniel Gregory Morgan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.