Lawrence Howell Hatheway
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Howell Hatheway, a licensed former licensee with CE reference AVE410. This person has 4.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAM Hong Kong Limited 環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-04 | 2019-03-08 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-05-20 | 2015-04-21 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Lawrence Howell Hatheway during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.