Wai Sze Ho
何慧思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze Ho (何慧思), a licensed Responsible Officer with CE reference AVD964. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RO | Type 6 - Advising on corporate finance | 2023-03-06 | present |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2023-03-06 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-10 | 2011-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sze Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2010–2011 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2010–2011 |
| William Wai Tak Tong | BOCI Asia Limited | 2010–2011 |
| Dijiang Zhang | BOCI Asia Limited | 2010–2011 |
| Xiaolu Chen | BOCI Asia Limited | 2010–2011 |
| Yat Sing Chan | BOCI Asia Limited | 2010–2011 |
| Siu Hang Chow | BOCI Asia Limited | 2010–2011 |
| Liang Liang | BOCI Asia Limited | 2010–2011 |
| Yi Shen | BOCI Asia Limited | 2010–2011 |
| Fan Yang | BOCI Asia Limited | 2010–2011 |
| Jing Yuan | BOCI Asia Limited | 2010–2011 |
| Zhihua Zhang | BOCI Asia Limited | 2010–2011 |
| Yan Cheng | BOCI Asia Limited | 2010–2011 |
| Rong Dai | BOCI Asia Limited | 2010–2011 |
| Ami Hei Man Ip | BOCI Asia Limited | 2010–2011 |
| Wing Yee Lam | BOCI Asia Limited | 2010–2011 |
| Hongyi Liu | BOCI Asia Limited | 2010–2011 |
| Megan Ce Peng | BOCI Asia Limited | 2010–2011 |
| Xiaohui Yan | BOCI Asia Limited | 2010–2011 |
| Yang Zhang | BOCI Asia Limited | 2010–2011 |