Nicholas James George
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas James George, a licensed former licensee with CE reference AUW532. This person has 9.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2017-01-17 | 2020-03-08 |
| BGC Securities (Hong Kong) LLC | RO | Type 2 - Dealing in futures contracts | 2017-01-17 | 2020-03-08 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2016-02-01 | 2017-01-17 |
| BGC Securities (Hong Kong) LLC | Rep | Type 2 - Dealing in futures contracts | 2016-02-01 | 2017-01-17 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2010-03-11 | 2015-10-13 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-11 | 2015-10-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas James George during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.