Chi Ming Lau
劉智明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Ming Lau (劉智明), a licensed former licensee with CE reference AUW146. This person has 9.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-11-04 | 2022-08-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 - Asset management | 2019-11-04 | 2022-08-31 |
| C.M. Capital Advisors (HK) Limited | RO | Type 4 - Advising on securities | 2016-12-22 | 2018-02-05 |
| C.M. Capital Advisors (HK) Limited | RO | Type 9 - Asset management | 2016-12-22 | 2018-02-05 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2016-05-04 | 2016-12-13 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2016-05-04 | 2016-12-13 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-07 | 2015-06-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-10-07 | 2015-06-27 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 - Asset management | 2011-10-07 | 2015-06-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-03-10 | 2011-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Ming Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.