Cheng Yung Kao

高政雍
CE No. AUW023 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cheng Yung Kao (高政雍), a licensed former licensee with CE reference AUW023. This person has 8.6 years of SFC licence history. Total licence records on file: 14.

Information

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Licence history

FirmRoleRegulated activityFromTo
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 1 - Dealing in securities 2021-12-08 2024-02-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 2 - Dealing in futures contracts 2021-12-08 2024-02-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 4 - Advising on securities 2021-12-08 2024-02-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
RO Type 5 - Advising on futures contracts 2021-12-08 2024-02-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 1 - Dealing in securities 2021-12-03 2021-12-08
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 9 - Asset management 2021-12-03 2024-02-15
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 2 - Dealing in futures contracts 2021-12-01 2021-12-08
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 4 - Advising on securities 2021-12-01 2021-12-08
SinoPac Securities (Asia) Limited
永豐金證券(亞洲)有限公司
Rep Type 5 - Advising on futures contracts 2021-12-01 2021-12-08
CSC Futures (HK) Limited
群益期貨(香港)有限公司
Rep Type 4 - Advising on securities 2021-07-18 2021-07-18
CSC Futures (HK) Limited
群益期貨(香港)有限公司
RO Type 4 - Advising on securities 2021-03-26 2021-07-18
CSC Futures (HK) Limited
群益期貨(香港)有限公司
RO Type 5 - Advising on futures contracts 2021-03-26 2021-07-18
CSC Futures (HK) Limited
群益期貨(香港)有限公司
RO Type 2 - Dealing in futures contracts 2017-09-08 2021-07-18
Open Securities Limited
開盤證券有限公司
RO Type 2 - Dealing in futures contracts 2010-07-16 2013-01-11

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cheng Yung Kao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Cheng Chung Liang CSC Futures (HK) Limited 2017–2021
Tian Shi CSC Futures (HK) Limited 2017–2021
Wen-Liang Chen CSC Futures (HK) Limited 2017–2021
Sau Shing Wong CSC Futures (HK) Limited 2017–2021
Johnson Ka Ching Lam CSC Futures (HK) Limited 2017–2021
Edwin Chung Hsun Lu CSC Futures (HK) Limited 2017–2021
Siu Wa Cheng CSC Futures (HK) Limited 2017–2020
Tak On Chung CSC Futures (HK) Limited 2017–2021
Kin Ho Yeung CSC Futures (HK) Limited 2018–2021
Jiaqi Xu CSC Futures (HK) Limited 2017–2021
Ka Ho Lau CSC Futures (HK) Limited 2017–2021
Hsueh Yi Sun CSC Futures (HK) Limited 2017–2021
Qiuxin Wu CSC Futures (HK) Limited 2017–2021
Tsz Kin Cheung CSC Futures (HK) Limited 2017–2021
Ming Wai Chow CSC Futures (HK) Limited 2017–2021
Cindy Shuk Kwan Lin Open Securities Limited 2010–2013
Chi Fai Wong Open Securities Limited 2010–2013
Yan Keung Yeung Open Securities Limited 2010–2013
Martini Tsang Kit Ma Open Securities Limited 2010–2013
Hock Leong Rapheal Ames Lim CSC Futures (HK) Limited 2018–2021
Explore the interactive colleague network →

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