Jong Dae Seo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jong Dae Seo, a licensed former licensee with CE reference AUV972. This person has 2.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2018-10-08 | 2018-10-12 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-10 | 2012-04-23 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-10 | 2012-04-23 |