Tat Yin Chung
鍾達賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Yin Chung (鍾達賢), a licensed former licensee with CE reference AUT135. This person has 10.7 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-11-04 | 2021-03-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
RO | Type 9 - Asset management | 2019-11-04 | 2021-03-31 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-11-09 | 2019-11-04 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-09 | 2019-11-04 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2018-04-20 | 2018-08-31 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2018-04-20 | 2018-08-31 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-02 | 2018-04-20 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-02-02 | 2018-04-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-03 | 2018-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-03 | 2018-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-03 | 2018-01-20 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-03 | 2018-01-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tat Yin Chung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.