Peng Zhou

周鵬
CE No. AUS211 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Zhou (周鵬), a licensed former licensee with CE reference AUS211. This person has 6.7 years of SFC licence history. Total licence records on file: 9.

Information

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Licence history

FirmRoleRegulated activityFromTo
Sheng Yuan Capital (Hong Kong) Limited
盛源資本(香港)有限公司
RO Type 6 - Advising on corporate finance 2020-08-13 2023-06-07
Sheng Yuan Capital (Hong Kong) Limited
盛源資本(香港)有限公司
Rep Type 6 - Advising on corporate finance 2020-06-17 2020-08-13
China Enterprise Capital Company Limited
華業金控資本有限公司
RO Type 6 - Advising on corporate finance 2020-02-28 2020-05-11
Green Capital Limited
綠色資本有限公司
RO Type 6 - Advising on corporate finance 2017-09-05 2018-05-04
Green Capital Limited
綠色資本有限公司
RO Type 6 - Advising on corporate finance 2016-07-08 2017-01-08
Deutsche Securities Asia Limited
德意志證券亞洲有限公司
Rep Type 6 - Advising on corporate finance 2012-03-05 2014-06-14
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 1 - Dealing in securities 2010-02-12 2010-03-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 4 - Advising on securities 2010-02-12 2010-03-22
Credit Suisse (Hong Kong) Limited
瑞士信貸(香港)有限公司
Rep Type 6 - Advising on corporate finance 2010-02-12 2010-03-22

Worked alongside

The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
I Fon Chung Sheng Yuan Capital (Hong Kong) Limited 2020–2023
Hsiu Mei Lin Sheng Yuan Capital (Hong Kong) Limited 2020–2023
Hing Bun Lau Green Capital Limited 2016–2018
Cheng Fang Green Capital Limited 2016–2018
Yiping Huang Green Capital Limited 2017–2018
Saul George Raccah Green Capital Limited 2017
Xiaodi Wu Green Capital Limited 2017–2018
Hanchen Liu Green Capital Limited 2016–2017
Tawei Hsu Sheng Yuan Capital (Hong Kong) Limited 2023
Tak Sun Nelson Ying China Enterprise Capital Company Limited 2020
Bing Li Sheng Yuan Capital (Hong Kong) Limited 2023

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