Wai Sum Lee
李瑋琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sum Lee (李瑋琛), a licensed former licensee with CE reference AUR858. This person has 6.1 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-21 | 2019-08-17 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-21 | 2019-08-17 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-08-21 | 2019-08-17 |
| Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2018-08-21 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2014-11-13 | 2018-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2014-11-13 | 2018-04-27 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-11-13 | 2018-04-27 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-11 | 2011-07-04 |
| Maunakai Capital Partners (Hong Kong) Limited 鼎勝資產管理有限公司 |
Rep | Type 9 - Asset management | 2010-02-11 | 2011-07-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Sum Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.