Andreas Vergotis

CE No. AUI269 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andreas Vergotis, a licensed former licensee with CE reference AUI269. This person has 2.5 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Tufton Oceanic Far East Limited Rep Type 1 - Dealing in securities 2009-12-15 2012-06-30
Tufton Oceanic Far East Limited Rep Type 4 - Advising on securities 2009-12-15 2012-06-30
Tufton Oceanic Far East Limited Rep Type 9 - Asset management 2009-12-15 2012-06-30

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Andreas Vergotis during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Alf Cato Brahde Tufton Oceanic Far East Limited 2009–2012
Raymond Maguire Tufton Oceanic Far East Limited 2009–2012
Simone Turtle Tufton Oceanic Far East Limited 2009–2012
Jacky Tsz Kit Yeung Tufton Oceanic Far East Limited 2010–2012
Man Leung Tufton Oceanic Far East Limited 2009–2011
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