Rami Lempert Schwarz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rami Lempert Schwarz, a licensed former licensee with CE reference AUE955. This person has 1.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-11-25 | 2011-04-19 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2009-11-25 | 2011-04-19 |