Richard Leo Sheridan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard Leo Sheridan, a licensed former licensee with CE reference AUE091. This person has 4.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2014-05-05 | 2014-08-06 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
RO | Type 7 - Providing automated trading services | 2014-05-05 | 2014-08-06 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-14 | 2014-05-05 |
| Liquidnet Asia Limited 利貫交易網亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-03-14 | 2014-05-05 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-06-23 | 2012-01-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-04-08 | 2012-01-19 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-20 | 2009-11-27 |
Worked alongside
The 9 closest colleagues, strongest tie first — individuals licensed at the same firm as Richard Leo Sheridan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chung Wing Alfred Lee | Liquidnet Asia Limited | 2012–2014 |
| Lee Porter | Liquidnet Asia Limited | 2012–2014 |
| Tracy Ann Windham | Liquidnet Asia Limited | 2012–2014 |
| Robert Earl Young | Liquidnet Asia Limited | 2012–2014 |
| Amy Monique Forde | Liquidnet Asia Limited | 2012–2014 |
| Kelvin Kar Wing Ung | Liquidnet Asia Limited | 2012–2013 |
| Stuart Michael Thompson | Liquidnet Asia Limited | 2013–2014 |
| Karen Kin Ling Leung | Liquidnet Asia Limited | 2014 |
| William Carter Brereton | Liquidnet Asia Limited | 2014 |