Lena Sui Lyn Ban
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lena Sui Lyn Ban, a licensed former licensee with CE reference AUE036. This person has 8.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-11-05 | 2018-08-06 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-08-05 | 2011-10-25 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-19 | 2010-01-19 |
| Platinum Securities Company Limited 百德能證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-19 | 2010-01-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lena Sui Lyn Ban during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.