Nicholas Peter Stokes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nicholas Peter Stokes, a licensed former licensee with CE reference AUE005. This person has 11.3 years of SFC licence history. Total licence records on file: 5.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BGC Securities (Hong Kong) LLC | RO | Type 1 - Dealing in securities | 2019-10-04 | 2021-06-30 |
| BGC Securities (Hong Kong) LLC | Rep | Type 1 - Dealing in securities | 2019-06-03 | 2019-10-04 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2015-01-08 | 2019-02-12 |
| T.F.S. Derivatives HK Limited | RO | Type 1 - Dealing in securities | 2010-05-12 | 2015-01-08 |
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2009-11-24 | 2010-05-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nicholas Peter Stokes during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.