Sen Kan Kok
郭慎勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sen Kan Kok (郭慎勤), a licensed former licensee with CE reference AUC483. This person has 10.9 years of SFC licence history. Total licence records on file: 30.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2024-05-20 | 2025-10-11 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 2 - Dealing in futures contracts | 2024-05-20 | 2025-10-11 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 4 - Advising on securities | 2024-05-20 | 2025-10-11 |
| MFG Limited 峰滙金融集團有限公司 |
RO | Type 5 - Advising on futures contracts | 2024-05-20 | 2025-10-11 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2024-05-08 | 2024-05-20 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2024-05-08 | 2024-05-20 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2024-05-08 | 2024-05-20 |
| MFG Limited 峰滙金融集團有限公司 |
Rep | Type 5 - Advising on futures contracts | 2024-05-08 | 2024-05-20 |
| Garvis Capital Management Limited 瑞羚資本管理有限公司 |
Rep | Type 9 - Asset management | 2023-08-25 | 2024-03-13 |
| Garvis Capital Management Limited 瑞羚資本管理有限公司 |
RO | Type 4 - Advising on securities | 2023-08-25 | 2024-03-13 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-19 | 2023-06-30 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 2 - Dealing in futures contracts | 2023-04-19 | 2023-06-30 |
| Jone Portman Limited 祖士栢有限公司 |
RO | Type 5 - Advising on futures contracts | 2023-04-19 | 2023-06-30 |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-04 | 2023-06-30 |
| Jone Portman Limited 祖士栢有限公司 |
Rep | Type 9 - Asset management | 2022-07-04 | 2023-06-30 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 1 - Dealing in securities | 2020-05-19 | 2021-12-02 |
| Hongkong Yifu International Futures Limited 香港易福國際期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-05-19 | 2021-12-02 |
| Pacific International Securities Limited 太平洋國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-06-21 | 2020-05-05 |
| Zundiao Securities Limited 尊迪奧證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-09-03 | 2019-05-17 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-04-13 | 2018-07-20 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-04-13 | 2018-07-20 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-07-11 | 2014-09-24 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-07-11 | 2014-09-24 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-11-25 | 2014-04-18 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-11-25 | 2014-04-18 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-08 | 2013-04-15 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-08 | 2013-04-15 |
| CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-04-06 | 2011-08-07 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-24 | 2011-08-07 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-05 | 2010-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sen Kan Kok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.