Michael James Collett
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael James Collett, a licensed former licensee with CE reference AUB134. This person has 6.0 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirabaud (Asia) Limited | Rep | Type 1 - Dealing in securities | 2016-09-30 | 2017-06-02 |
| Mirabaud (Asia) Limited | Rep | Type 4 - Advising on securities | 2016-09-30 | 2017-06-02 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-13 | 2015-11-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-09 | 2010-07-22 |
| ICAP Equities Asia Limited | Rep | Type 1 - Dealing in securities | 2009-11-26 | 2010-04-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael James Collett during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.