Simple Prasad
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simple Prasad, a licensed former licensee with CE reference AUA964. This person has 8.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2010-02-22 | 2018-05-15 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2009-11-06 | 2009-12-14 |