Manoj Soni
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Manoj Soni, a licensed former licensee with CE reference AUA250. This person has 0.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ivy Asset Management (HK) Limited | Rep | Type 1 - Dealing in securities | 2009-11-13 | 2010-04-30 |
| Ivy Asset Management (HK) Limited | Rep | Type 4 - Advising on securities | 2009-11-13 | 2010-04-30 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Manoj Soni during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Alexander David Balfour | Ivy Asset Management (HK) Limited | 2009–2010 |
| Tzu-Jung Lu | Ivy Asset Management (HK) Limited | 2009–2010 |