Yin Yin

印胤
CE No. ATY281 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Yin (印胤), a licensed former licensee with CE reference ATY281. This person has 5.5 years of SFC licence history. Total licence records on file: 4.

Information

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Licence history

FirmRoleRegulated activityFromTo
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 1 - Dealing in securities 2012-11-26 2017-09-18
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 4 - Advising on securities 2012-11-26 2017-09-18
Charles Schwab, Hong Kong, Limited
嘉信理財香港有限公司
Rep Type 5 - Advising on futures contracts 2012-11-26 2016-08-24
Nomura International (Hong Kong) Limited
野村國際(香港)有限公司
Rep Type 1 - Dealing in securities 2009-10-20 2010-07-06

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yin Yin during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ronald King Tou Poon Charles Schwab, Hong Kong, Limited 2012–2017
Maria Wai Mei Wong Charles Schwab, Hong Kong, Limited 2012–2017
Yuk Chun Chan Charles Schwab, Hong Kong, Limited 2012–2017
Yuchang Liu Charles Schwab, Hong Kong, Limited 2012–2017
Hon Nin Ng Charles Schwab, Hong Kong, Limited 2012–2017
Herbert Stephan Spangenberg Charles Schwab, Hong Kong, Limited 2012–2017
Ho Ching Wong Charles Schwab, Hong Kong, Limited 2012–2017
Peter Yiu Charles Schwab, Hong Kong, Limited 2012–2017
Hiu Fai Li Charles Schwab, Hong Kong, Limited 2012–2017
Eddie Tin Tak Hui Charles Schwab, Hong Kong, Limited 2012–2016
Cindy Mo Shi Hui Charles Schwab, Hong Kong, Limited 2012–2017
Pierra Sin Ying Ho Charles Schwab, Hong Kong, Limited 2012–2016
Chen Sun Charles Schwab, Hong Kong, Limited 2012–2015
Ming San Kwok Charles Schwab, Hong Kong, Limited 2014–2017
Elisa Lieu Charles Schwab, Hong Kong, Limited 2012–2014
Michael Lung Fong Charles Schwab, Hong Kong, Limited 2016–2017
Lina Fang Charles Schwab, Hong Kong, Limited 2012–2013
Jacky Cheung Kit Lam Charles Schwab, Hong Kong, Limited 2017
Shuo Xie Charles Schwab, Hong Kong, Limited 2012–2013
Ka Ming Cheung Charles Schwab, Hong Kong, Limited 2017
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