Pak Kin Lai
黎柏堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Lai (黎柏堅), a licensed former licensee with CE reference ATR485. This person has 11.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ABCI Securities Company Limited 農銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-07 | 2023-09-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-04 | 2018-08-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-09-10 | 2009-11-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pak Kin Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.