Qiong Wu
吳穹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Qiong Wu (吳穹), a licensed former licensee with CE reference ATQ759. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Passage Investment Management Limited 靜遠投資管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-14 | 2019-03-15 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-11 | 2012-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-11 | 2012-06-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-06-11 | 2012-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-08-31 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-08-31 | 2010-05-04 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-08-31 | 2010-05-04 |
Worked alongside
The 2 closest colleagues, strongest tie first — individuals licensed at the same firm as Qiong Wu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Xiaoxiao Li | Passage Investment Management Limited | 2018–2019 |
| Zengyi Li | Passage Investment Management Limited | 2018–2019 |